Insider Trading Lawyer in St. Mary’s County, Maryland
Insider trading in St. Mary’s County is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal cases. Call (888) 437-7747 for a consultation by appointment only.
Insider trading is defined under federal law as the buying or selling of securities based on material non-public information. This prohibition is codified in 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The statute makes it unlawful for any person, directly or indirectly, to use any manipulative or deceptive device in connection with the purchase or sale of any security. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 15 U.S.C. § 78j(b) (Cornell LII)
For official statutory text, visit: 15 U.S.C. § 78j(b) (Cornell LII — official site) and SEC Rule 10b-5 (SEC.gov — official site).
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas and wiretaps to build insider trading cases. We have observed that early intervention is critical to preserving your rights and negotiating favorable outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all trading records and communications.
- Contact a federal criminal defense lawyer immediately.
- Understand the charges and potential penalties under 15 U.S.C. § 78j(b).
- Develop a defense strategy case-specific to your case.
In St. Mary’s County, insider trading carries up to 20 years in federal prison and a $5 million fine for individuals, with additional penalties including disgorgement of profits and civil fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Bar from serving as officer/director of public company | Disgorgement of profits, civil penalties, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has extensive criminal defense experience in federal cases, including insider trading matters.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in St. Mary’s County and across Maryland. Firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes across VA, MD, DC, NY and NJ. Results may vary.
Our location in Rockville is approximately 60 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via Route 5 and Route 4. If you need an insider trading lawyer near St. Mary’s County, we are here to help. Serving the communities of Leonardtown, Lexington Park, California, Great Mills, Hollywood, and Mechanicsville (MD). 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in St. Mary’s County
What is insider trading under federal law?
Insider trading is the buying or selling of securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It carries up to 20 years in federal prison and a $5 million fine for individuals. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland.
What are the penalties for insider trading in St. Mary’s County, Maryland?
Penalties for insider trading under 15 U.S.C. § 78j(b) include up to 20 years imprisonment and a $5 million fine for individuals. Additional penalties may include disgorgement of profits, civil penalties, and a bar from serving as an officer or director of a public company. Federal sentencing guidelines apply, and there is no parole in the federal system.
How does a lawyer defend against insider trading charges in St. Mary’s County?
Defense strategies for insider trading charges in St. Mary’s County may include challenging the materiality of the information, examining whether the information was truly non-public, analyzing trading patterns, and negotiating with prosecutors. An experienced federal criminal defense attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What should I do if I am facing insider trading charges in St. Mary’s County?
If facing insider trading charges in St. Mary’s County, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action. Call (888) 437-7747 for a consultation.
What is the difference between state and federal insider trading charges?
Insider trading is exclusively a federal crime, prosecuted by the U.S. Attorney’s Office for the District of Maryland. Federal charges carry harsher penalties, including up to 20 years in prison and no parole. State charges do not apply to insider trading, as it is governed by federal securities laws such as 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
Title: Insider Trading Lawyer in St. Mary’s County, MD | SRIS, P.C.
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Last verified: April 2026